CTBC Financial Holding Announces Transfer of Credit Assets by Subsidiary CTBC Bank

1. Name and Nature of Asset (For preferred stock, specify promised issuance conditions such as dividend rate): Financial Institution Debt (Loans) 2. Date of Fact Occurrence: 115/1/21~115/4/16 3. Date of Board Approval: Not Applicable 4. Date of Other Approvals: Approval Level: Credit Review Committee November 28, 114 5. Transaction Quantity, Unit Price, and Total Transaction Amount: Not Applicable Not Applicable USD 5,000,000, USD 5,000,000 6. Counterparty and Relationship with Company (If counterparty is a natural person and not an affiliate, name disclosure may be omitted): Sunny Bank, Ltd. Non-affiliate. 7. If counterparty is an affiliate, disclose reason for selection, previous owner, relationship between previous owner and company/counterparty, previous transfer date and amount: Not Applicable 8. If asset owner in the last five years was an affiliate, disclose affiliate's acquisition/disposal date, price, and relationship with the company at the time of transaction: Not Applicable 9. Matters related to this debt disposal (including types of collateral, name of affiliate if debt is to an affiliate, book value of disposed affiliate debt): Not Applicable 10. Disposal Profit (or Loss) (Not applicable for acquisition of securities) (Deferred recognition should be listed): None. 11. Delivery or Payment Terms (including payment period and amount), contract restrictions, and other important agreements: Payment Terms: As per contract. Important Agreements: As per contract. 12. Method of Decision, Reference Basis for Price Determination, and Decision-Making Unit for this Transaction: Approved by the Bank's internal final review unit. Conditions are based on contract and general market practices. 13. Net Asset Value Per Share of Target Company for Securities Acquisition or Disposal: Not Applicable 14. Accumulated Quantity, Amount, Shareholding Ratio, and Restrictions (e.g., pledges) of this Transaction's Securities (including this transaction) to date: Not Applicable 15. To date, investments in securities listed in Article 3 of the "Regulations Governing the Acquisition or Disposal of Assets by Publicly Issued Companies" (including this transaction) as a proportion of total assets and owner's equity attributable to the parent company in the latest financial statements, and operating capital in the latest financial statements: Not Applicable 16. Broker and Brokerage Fee: Not Applicable 17. Specific Purpose or Use of Acquisition or Disposal: To revitalize the credit asset portfolio. 18. Dissenting Directors' Opinions on this Transaction: Not Applicable 19. Is this Transaction an Affiliate Transaction: No 20. Date of Supervisor Approval or Audit Committee Consent: Not Applicable 21. Non-Reasonable Opinion from Accountant on this Transaction: Not Applicable 22. Name of Accounting Firm: Not Applicable 23. Name of Accountant: Not Applicable 24. Accountant's Practice Certificate Number: Not Applicable 25. Does it involve a change in business model: No 26. Explanation of Business Model Change: Not Applicable 27. Transaction History with Counterparty in the Past Year and Estimated Future Year: Routine business 28. Source of Funds: Not Applicable 29. Date of Previous Announcement for the Same Event: Not Applicable 30. Other Matters to be Notified: This transaction is calculated based on the exchange rate on 115/4/14 (USD 1 = NTD 31.715).