1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): TNZ SPC; Corporate bond
2. Date of occurrence: 115/07/10
3. Number of trading units, unit price, and total transaction amount: Not applicable, Not applicable, JPY400,000,000
4. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party, name disclosure may be omitted): DDLP; Non-related party
5. If the counterparty is a related party, state the reason for selection, previous owner, relationships among previous owner, company, and counterparty, previous transfer date, and amount: Not applicable
6. If ownership of the subject matter was held by a related party within the past five years, disclose the date, price, and relationship with the company at the time of acquisition and disposal: Not applicable
7. Matters related to the disposal of receivables (including types of attached collateral; if receivables from related parties, state names and book value): Not applicable
8. Gain (or loss) on disposal (not applicable for acquisition of securities) (if deferred, list recognition details): Not applicable
9. Delivery or payment terms (including period and amount), contractual restrictions, and other important agreements: Delivery or payment terms (including timing and amount): As per contract terms Other important agreements: As per contract terms
10. Decision-making method for this transaction, reference basis for pricing, and decision-making unit: Terms as per contract Credit Risk Committee of The Tokyo Star Bank, Limited
11. Net asset value per share of the securities-issuing company: Not applicable
12. Difference of over 20% between private placement reference price and per-unit transaction price: Not applicable
13. Cumulative holdings (including this transaction) of the securities: quantity, amount, ownership percentage, and rights restrictions (e.g., pledge status): Not applicable, JPY400,000,000, Not applicable, Equity restriction status (e.g., pledge): Not applicable
14. Proportion of private placement securities investment (including this transaction) to total assets and equity attributable to parent owners in the latest financial statements, and operating capital amount: 0.119% of total assets, 1.769% of equity attributable to parent owners, Operating capital amount: Not applicable
15. Manager and brokerage fees: Not applicable
16. Specific purpose or use of acquisition or disposal: To enhance asset portfolio flexibility
17. Dissenting opinions from directors regarding this transaction: Not applicable
18. Whether this transaction is a related-party transaction: No
19. Board approval date: Not applicable
20. Date of supervisor approval or audit committee consent: Not applicable
21. Whether auditors issued an adverse opinion on this transaction: Not applicable
22. Name of auditing firm: Not applicable
23. Auditor's name: Not applicable
24. Auditor's license number: Not applicable
25. Other disclosures: Exchange rate JPY/TWD=0.1978 as of 115/07/08
FACT BOX
- Source: PR Times
- Category: News
- Organizations: TNZ SPC / DDLP
- Dates in source: 115/07/10