Yuanta Financial Holding Announces Key Resolutions from 115th Annual Shareholders' Meeting

1. Date of Annual Shareholders' Meeting: 115/06/12

2. Important Resolution One, Profit Distribution or Loss Allocation: Approval is respectfully requested for the profit distribution plan for the 114th fiscal year. Votes in favor: 11,720,405,163 votes / 94.93%; Votes against: 516,509 votes / 0%; Invalid votes: 9,720 votes / 0%; Abstentions / Non-votes: 624,274,819 votes / 5.05%;

3. Important Resolution Two, Charter Amendments: Amendment to the 'Articles of Incorporation of Yuanta Financial Holding Co., Ltd.' is respectfully submitted for approval. Votes in favor: 11,720,079,728 votes / 94.93%; Votes against: 652,455 votes / 0%; Invalid votes: 0 votes / 0%; Abstentions / Non-votes: 624,474,028 votes / 5.05%;

4. Important Resolution Three, Business Report and Financial Statements: Approval is respectfully requested for the 114th fiscal year business report and financial statements. Votes in favor: 11,710,767,432 votes / 94.86%; Votes against: 549,842 votes / 0%; Invalid votes: 0 votes / 0%; Abstentions / Non-votes: 633,888,937 votes / 5.13%;

5. Important Resolution Four, Election of Directors and Supervisors: None

6. Important Resolution Five, Other Matters: (1) Approval is respectfully requested for the issuance of new shares through capital increase funded by retained earnings for the 114th fiscal year. Votes in favor: 11,720,105,385 votes / 94.93%; Votes against: 835,819 votes / 0%; Invalid votes: 0 votes / 0%; Abstentions / Non-votes: 624,265,007 votes / 5.05%;

(2) Amendment to the 'Procedures for Acquisition or Disposition of Assets by Yuanta Financial Holding Co., Ltd.' is respectfully submitted for approval. Votes in favor: 11,720,097,318 votes / 94.93%; Votes against: 655,214 votes / 0%; Invalid votes: 0 votes / 0%; Abstentions / Non-votes: 624,453,679 votes / 5.05%;

(3) Approval is respectfully requested for the proposed share swap to make Yuanta Securities Investment Trust Co., Ltd. a wholly-owned subsidiary, along with the issuance of new shares. Votes in favor: 8,983,298,498 votes / 93.51%; Votes against: 1,057,501 votes / 0.01%; Invalid votes: 0 votes / 0%; Abstentions / Non-votes: 622,169,210 votes / 6.47%;

7. Other Matters to be Disclosed: None