1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): Andra Capital Fund LP private equity fund

2. Date of occurrence: 115/06/16

3. Number of trading units, unit price, and total transaction amount: No trading units, no unit price, total subscription amount is USD 2 million

4. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party of the company, the name may be omitted): Andra Capital Fund LP, none

5. If the counterparty is a related party, state the reason for selecting the related party as the transaction counterparty, the previous transferor, the relationship between the previous transferor and the company and the counterparty, the previous transfer date, and the transfer amount: Not applicable

6. If the owner of the transaction subject was a related party of the company within the past five years, state the date of acquisition and disposal, price, and the relationship with the company at the time of transaction: Not applicable

7. Matters related to the disposal of claims in this transaction (including types of collateral attached to the disposed claims; if claims against related parties are disposed, state the name of the related party and the book value of the claim disposed): Not applicable

8. Gain (or loss) from disposal (not applicable for acquisition of securities) (if deferred, list and explain recognition status): Not applicable

9. Delivery or payment terms (including payment period and amount), contractual restrictions, and other important agreements: As stipulated in the private equity fund agreement

10. Decision-making method of this transaction, reference basis for price determination, and decision-making unit: Decision-making method and price determination basis: As stipulated in the private equity fund agreement Decision-making unit: Executed according to the company's approval authority

11. Net asset value per share of the securities-issuing company acquired or disposed: Not applicable

12. Difference of 20% or more between the private placement reference price of the securities-issuing company and the per-unit transaction amount: Not applicable

13. Cumulative number, amount, ownership ratio, and rights restriction status (e.g., pledge) of the securities held (including this transaction) to date: Cumulative holding quantity: Not applicable Cumulative holding amount: USD 6 million Ownership ratio: Not applicable Rights restriction status: None

14. Proportion of cumulative private securities investment (including this transaction) to total assets and equity attributable to owners of the parent in the company's latest financial statements, and the amount of working capital in the latest financial statements: Proportion to total assets: 0.71% Proportion to equity attributable to owners of the parent: 1.49% Working capital amount: 8,439,060 thousand NTD

15. Manager and brokerage fees: None

16. Specific purpose or use of the acquisition or disposal: Long-term investment

17. Dissenting opinions from directors regarding this transaction: None

18. Whether this transaction is a related-party transaction: No

19. Date of board approval: Not applicable

20. Date of supervisor approval or audit committee consent: Not applicable

21. Whether the accountant issued an unreasonable opinion on this transaction: Not applicable

22. Name of accounting firm: Not applicable

23. Name of accountant: Not applicable

24. Accountant's license number: Not applicable

25. Other explanatory matters: (1) The latest financial statements are based on the data from the company's Q1 115 accountant review report. (2) The latest individual financial statements are based on the data from the company's 114 annual accountant audit report. (3) All currency conversions are calculated at an exchange rate of USD 1 = 31.36 NTD.

FACT BOX

  • Source: PR Times
  • Category: Funding
  • Organizations: Andra Capital Fund LP
  • Dates in source: 115/06/16