Fubon Financial Holding Announces FSC Penalty of NT$2.4 Million on Subsidiary Fubon Life

1. Date of Incident: 115/07/15 2. Reporting Entity: Subsidiary Report – Fubon Life 3. Reason for Incident (Event Description): The Financial Supervisory Commission determined that the company’s insurance operations violated relevant provisions of the Insurance Act. 4. Handling Process: The company has reviewed related procedures and strengthened monitoring and control mechanisms. 5. Penalty Details: A fine of NT$2,400,000 is imposed under Article 171-1, Paragraphs 4 and 5 of the Insurance Act. 6. Was a monetary penalty imposed: Yes 7. Amount of Penalty (in NTD): NT$2,400,000 8. Estimated Potential Loss or Impact: NT$2,400,000 9. Amount Potentially Covered by Insurance (in NTD): Not applicable 10. Improvement Status and Future Measures: The company has reviewed related processes and strengthened monitoring and control mechanisms. 11. Has a major information announcement on the same event been issued previously: No 12. Other Disclosures: In accordance with the notice received from the Financial Supervisory Commission by Fubon Life Insurance Co., Ltd. on July 15, 115. Keyword: Material Information