1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): Private placement securities of VTeam Siegfried Supply Chain Finance Fund

2. Date of occurrence: 115/07/27

3. Number of trading units, price per unit, and total transaction amount: (A) Trading quantity: Not applicable (B) Price per unit: Not applicable (C) Total transaction amount: US$3,000,000

4. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party, name disclosure may be omitted): (A) Counterparty: Siegfried Asset Management Limited (B) Relationship with the company: Non-related party

5. If the counterparty is a related party, disclose the reason for selecting such party, the previous transferee, the relationship among the previous transferee, the company, and the counterparty, the previous transfer date, and the transfer amount: Not applicable

6. If the ownership of the subject matter was held by a related party of the company within the past five years, disclose the related party’s acquisition and disposal date, price, and relationship with the company at the time: Not applicable

7. Matters related to the disposal of claims (including types of collateral attached to the disposed claims; if claims against related parties are disposed, disclose the name of the related party and the book value of the claim): Not applicable

8. Gain (or loss) from disposal (not applicable for acquisition of securities) (if deferred, list and explain recognition status): Not applicable

9. Delivery or payment terms (including payment period and amount), contractual restrictions, and other important agreements: As stipulated in the subscription agreement

10. Decision-making method for the transaction, reference basis for price determination, and decision-making unit: (A) Transaction decision method and price determination reference: As stipulated in the subscription agreement (B) Decision-making unit: Approved by the Chairman of the subsidiary on 115/07/27

11. Net asset value per share of the securities-issuing company: Not applicable

12. Difference between private placement reference price and per-unit transaction price exceeding 20%: Not applicable

13. Cumulative holdings (including this transaction) of the securities, amount, ownership percentage, and rights restrictions (e.g., pledge status) to date: CONTINENTAL LIMITED's holding status of the securities: (A) Quantity: Not applicable (B) Cumulative holding amount: US$3,000,000 (C) Ownership percentage: Not applicable (D) Rights restriction status: None

14. Proportion of private placement securities investment (including this transaction) to total assets and equity attributable to owners of the parent company in the company’s latest financial statements, and the amount of working capital in the latest financial statements: Private placement securities investment by the subsidiary: (A) Proportion to total assets in the latest parent company’s individual financial statements: 2.17% (B) Proportion to equity attributable to owners of the parent company in the latest consolidated financial statements: 3.78% (C) Working capital in the latest parent company’s individual financial statements: NT$-581,744 thousand

15. Manager and brokerage fees: None

16. Specific purpose or use of the acquisition or disposal of securities: Investment and financial management

17. Dissenting opinions from directors regarding this transaction: Not applicable

18. Whether this transaction is a related-party transaction: No

19. Board approval date: Not applicable (non-related-party transaction)

20. Date of supervisor approval or audit committee consent: Not applicable (non-related-party transaction)

21. Whether the accountant issued an unreasonable opinion on this transaction: Not applicable

22. Name of accounting firm: Not applicable

23. Name of accountant: Not applicable

24. Accountant’s license number: Not applicable

25. Other explanatory matters: The subsidiary, despite having no funding shortfall, has acquired securities.

FACT BOX

  • Source: PR Times
  • Category: Funding
  • Organizations: Siegfried Asset Management Limited
  • Dates in source: 115/07/27