Yuanta Securities Announces Acquisition of Yuanta Financial Holding's 115th Year First Unsecured Ordinary Corporate Bonds

1. Name and nature of the subject matter (if preferred shares, specify terms such as dividend rate): First Unsecured Ordinary Corporate Bonds of Yuanta Financial Holding Co., Ltd., 115th Year

2. Date on which the fact occurred: 115/8/12 ~ 115/8/12

3. Board approval date: June 25, 115

4. Other resolution dates: Not applicable

5. Number of trading units, unit price, and total transaction amount: Transaction quantity: 5,900 units Unit price: Face value of NT$1,000 thousand each Total transaction amount: NT$5.9 billion

6. Counterparty and its relationship with the company (if individual and not a related party, name may be omitted): Counterparty: Yuanta Financial Holding Co., Ltd. Relationship with company: Related party

7. Reason for selecting related party as counterparty, previous transferee, their relationships, transfer date, and amount: Reason for selecting related party: Long-term client of the company Previous transfer information: Not applicable

8. If ownership of the subject matter was held by a company-related person within the past five years, disclose acquisition/disposal date, price, and relationship at the time: Not applicable

9. Matters regarding disposal of receivables (including types of collateral attached to disposed receivables; if disposing receivables from related parties, disclose names and book amounts): Not applicable

10. Gain (or loss) from disposal (not applicable for acquisition of securities) (deferred gains shall be explained in table form): Not applicable

11. Delivery or payment conditions (including payment period and amount), contractual restrictions, and other important agreements: Delivery or payment conditions: Full payment/Cash settlement Contractual restrictions and other important agreements: None

12. Method of determining the transaction, basis for price determination, and decision-making unit: Method of determination: Negotiation Basis for price determination: Based on negotiation results Decision-making unit: Approved according to Yuanta Securities’ authorization authority

13. Net asset value per share of the securities-issuing company acquired or disposed: Not applicable

14. Cumulative number, amount, ownership percentage, and restricted rights (e.g., pledge status) of the securities held (including this transaction) to date: Quantity: 5,900 units Amount: NT$5.9 billion Ownership percentage: Not applicable Rights restriction: None

15. Proportion of securities investments listed under Article 3 of the 'Regulations Governing Acquisitions or Dispositions of Assets by Publicly Issued Companies' (including this transaction) to total assets and equity attributable to owners of parent company in the latest financial statements, and amount of working capital in the latest financial statements: 1. Percentage of total assets: 25.86% 2. Percentage of shareholders' equity: 153.64% 3. Working capital: NT$110,442,192,032

16. Broker and brokerage fees: Not applicable

17. Specific purpose or use of acquiring or disposing of securities: Execution of general business operations

18. Dissenting opinions from directors regarding this transaction: Not applicable

19. Whether this transaction is a related-party transaction: Yes

20. Date of supervisor acknowledgment or audit committee approval: June 16, 115

21. Whether the accountant issued an unreasonable opinion on this transaction: Not applicable

22. Name of accounting firm: Not applicable

23. Name of accountant: Not applicable

24. Accountant’s license number: Not applicable

25. Whether it involves changes in business model: No

26. Explanation of business model change: Not applicable

27. Transaction status with the counterparty in the past year and expected in the next year: Not applicable

28. Source of funds: Working capital

29. Previous date of material information release on the same event: Not applicable

30. Other explanatory matters: None