[Taishin FHC] Announcement Regarding FSC Penalty on Subsidiary Taishin Bank

1. Date of occurrence: 115/05/26. 2. Subject: Taishin Bank. 3. Reason: Violation of the Banking Act. 4. Process: During the 114 general business inspection, the FSC found deficiencies in internal control systems. 5. Penalty: NT$14 million fine. Suspension of new high-asset client financial products and services, and suspension of trial business in the Kaohsiung Asset Management Zone for one month. Resumption subject to FSC approval. 6. Fine: Yes. 7. Amount: NT$14,000,000. 8. Expected loss: None. 10. Improvement: Measures have been taken to ensure no recurrence.