Uni Securities Announces Board Approval for Issuance of Unsecured Subordinated Corporate Bonds

1. Board Resolution Date: 115/08/25 2. Name (XX Company's Xth Secured/Unsecured Corporate Bond): Uni Securities Co., Ltd. Unsecured Subordinated Ordinary Corporate Bond 3. Whether the corporate bond issuance is filed under a blanket registration (Yes/No): No 4. Total Issuance Amount: Up to NT$5 billion, which may be issued in one or multiple tranches depending on market conditions 5. Face Value per Unit: NT$1 million 6. Issue Price: Full par value issuance 7. Tenor: Up to 10 years in principle 8. Interest Rate: To be determined by the Chairman based on prevailing market conditions 9. Type, Name, Amount, and Terms of Collateral: None 10. Use of Proceeds and Funding Plan: Enhancing capital adequacy ratio and supplementing operating funds 11. Underwriting Method: Public offering through appointed underwriters 12. Bond Trustee: To be determined by the Chairman based on actual circumstances 13. Underwriting or Distribution Institution: To be determined by the Chairman based on actual circumstances 14. Issuance Guarantor: Not applicable 15. Agent for Principal and Interest Payment: To be determined by the Chairman based on actual circumstances 16. Certification Institution: Not applicable 17. Conversion into Shares and Conversion Mechanism: Not applicable 18. Put Option Terms: Not applicable 19. Call Option Terms: Not applicable 20. Share Conversion Benchmark Date for Convertible, Exchangeable, or Subscription Rights-Attached Bonds: Not applicable 21. Potential Dilution of Equity for Convertible, Exchangeable, or Subscription Rights-Attached Bonds: Not applicable 22. Rationality and Necessity of Fundraising Following Cash Capital Reduction (applicable if cash capital reduction was conducted in the current or previous year): Not applicable 23. Other Matters to be Disclosed: After the filing for issuance becomes effective with the competent authority, the corporate bonds may be applied for over-the-counter trading at the Taiwan Stock Exchange Corporation (TPEx).