1. Security Name: Phu Hung Securities Corporation (Phu Hung Securities) Common Stock

2. Transaction Date: 115/8/12 ~ 115/12/31

3. Board Approval Date: August 12, Year 115 (ROC)

4. Other Approval Dates: Not applicable

5. Number of Shares, Unit Price, and Total Transaction Amount: Number of Shares: 35,000,000 shares Unit Price: USD 0.393667 Total Transaction Amount: USD 13,778,351.93

6. Gain (or Loss) on Disposal (Not applicable for acquisition of securities): Not applicable

7. Relationship with the Target Company: Wholly-owned indirect subsidiary of CX Technology Company (parent company)

8. Cumulative Holdings of the Securities Involved (including this transaction) to Date – Quantity, Value, Ownership Percentage, and Rights Restrictions (e.g., Pledges): Phu Hung Far East Holding Corporation: Quantity: 57,004,600 shares Value: USD 22,440,841 Ownership Percentage: 22.8% Rights Restrictions: None

CX Technology (VN) Corporation: Quantity: 60,000,000 shares Value: USD 23,620,032 Ownership Percentage: 24% Rights Restrictions: None

9. Proportion of Aggregate Marketable Securities Investments (including this transaction) under Paragraph 3 of the 'Asset Acquisition and Disposal Rules for Publicly Issued Companies' relative to Total Assets and Equity Attributable to Owners of Parent in the Company's Most Recent Financial Statements, and the Amount of Working Capital in the Most Recent Statement: Percentage of Total Assets in the Company's Most Recent Individual Financial Statement: 12.32% Percentage of Equity Attributable to Owners of Parent in the Company's Most Recent Consolidated Financial Statement: 25.76% Working Capital in the Company's Most Recent Individual Financial Statement: NT$ (842,523) thousand

10. Specific Purpose of Acquisition or Disposal: Adjustment of group investment structure

11. Dissenting Director Opinions Regarding This Transaction: None

12. Whether This Transaction is a Related-Party Transaction: Yes

13. Counterparty and Its Relationship with the Company: Counterparty: Phu Hung Far East Holding Corporation Relationship: Wholly-owned indirect subsidiary of CX Technology Company (parent company)

14. Supervisor Approval or Audit Committee Consent Date: August 12, Year 115 (ROC)

15. Previous Material Information Disclosure Date for the Same Event: Not applicable

16. Other Disclosures: This transaction is part of group organizational restructuring; the final transaction price shall be based on the book value as of the transfer date.

FACT BOX

  • Source: PR Times
  • Category: 投資
  • Organizations: Phu Hung Securities Corporation / Phu Hung Far East Holding Corporation / CX Technology (VN) Corporation